If you're a Broker Dealer, Clearing Firm, or Product Sponsor and have either a brand new form(s) to add to your library or an updated version of an existing form(s), You can use our Quik! Forms Manager (QFM) to ensure your forms are uploaded correctly into our system. Once uploaded, our Forms Team can process the form accordingly. To get signed up for a QFM account, please visit this article: How to Log In to QFM
Note: Quik! App users looking to add private forms please click on this link to learn more.
How To
- From the home screen, select Upload New Forms under Manage Forms.
- Next, choose either Upload New Version Of Existing Form to update a form that's already in the system or choose Add New Form to upload a form that's never been in Quik!.
- If you chose to Upload New Version of Existing Form, it will take you to the Form Search screen.
- You will need to then search for the form you want, select the Edit button, and hit Submit.
5. Next, it will take you to the record edit screen. You should update the record in the same way you would the metadata for a form.
6. At the bottom of the screen, you'll need to enter the Requested Due Date and then select Choose File to select the updated PDF you want to attach. Hit Save, and the process is complete.
If you choose to Add New Version, you will be taken to a fresh record page where you must choose the Dealer Name, Form Name, Category, States, Revision Date, and Literature Number.
Scroll to the bottom, enter your Requested Due Date, and select your file from Choose File. Hit Save, and you're finished.
Note: Only Dealer Name and Form Name are required fields.